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James St. Aubin — Institutional Investor Profile | Buyside Digest

James St. Aubin

Institutional Investor • Ocean Park Asset Management

Value

$4.9B

Stocks

27 Stocks

Turnover

0.0%

CIK

0001538052EDGAR ↗

Top Holdings

SRLN(23.74%) HYLB(7.86%) VONE(7.28%) HYD(6.39%) BLV(6.10%)

About Investor

Ocean Park Asset Management was founded in 1987 by Dr. Kenneth L. Sleeper and David C. Wright, establishing over 35 years of experience in disciplined investment management. The current leadership team includes CEO Skip Schweiss, Chief Investment Officer James St. Aubin, and Chief Investment Strategist Ryan Harder, who collectively oversee the firm's tactical investment strategies. The firm employs 8 financial advisors and 13 total advisors managing approximately 292 client accounts with an average account size of $16.7 million. Ocean Park serves a diverse clientele including individuals, high-net-worth individuals, pension and profit-sharing plans, charitable organizations, corporations, investment companies, government entities, and other investment advisers. The management team has demonstrated strong asset gathering capabilities, growing assets under management to nearly $5 billion as of December 2024. The firm maintains SEC registration since November 2007 and operates with robust regulatory compliance across multiple states. Recent expansion includes the July 2024 launch of four actively-managed ETFs, demonstrating the management team's commitment to product innovation and client service enhancement.

Investor Philosophy

Investment philosophy details pending verification.

James St. Aubin Top Holdings

Ticker	P/C	Company Name	Sector	Market Value	Weight	% Chg
SRLN	None	SSGA ACTIVE ETF TR	General	$127.4M	23.7%	No Change
HYLB	None	DBX ETF TR	General	$42.2M	7.9%	No Change
VONE	None	VANGUARD SCOTTSDALE FDS	Industrials	$39.1M	7.3%	No Change
HYD	None	Vaneck High Yield Muni Etf - US ETP	General	$34.3M	6.4%	No Change
BLV	None	Vanguard Long-Term Bond Etf - US ETP	General	$32.7M	6.1%	No Change
PSCI	None	INVESCO EXCH TRADED FD TR II	Industrials	$22.9M	4.3%	No Change
SLYG	None	SPDR SERIES TRUST	Industrials	$21.6M	4.0%	No Change
AVSC	None	AMERICAN CENTY ETF TR	Industrials	$18.9M	3.5%	No Change
HYS	None	PIMCO ETF TR	General	$18.8M	3.5%	No Change
EWN	None	ISHARES INC	General	$17.2M	3.2%	No Change

Recent Buys (13F)

Ticker	Amount	% Chg	Weight	Status
No recent buys.

Recent Sells (13F)

Ticker	Amount	% Chg	Weight	Status
VCLTVanguard Long-Term Corporate Bond ETF	$39084.8M	-100.0%	0.0%	Sold Out
AVUVAvantis U.S. Small-Cap Value ETF	$18940.3M	-100.0%	0.0%	Sold Out
DLNWISDOMTREE TR	$12962.5M	-100.0%	0.0%	Sold Out
BUGGLOBAL X FDS	$11311.5M	-100.0%	0.0%	Sold Out
KBWBINVESCO EXCH TRADED FD TR II	$22.9M	-100.0%	0.0%	Sold Out
XHBSPDR SERIES TRUST	$21.6M	-100.0%	0.0%	Sold Out
BBUSJ P MORGAN EXCHANGE TRADED F	$12.2M	-100.0%	0.0%	Sold Out
IWMISHARES TR	$6.3M	-100.0%	0.0%	Sold Out

13F Sector Breakdown

General72.9%

Industrials27.1%

Sector	Stocks	Value	Exposure
General	19	$391.2M	72.9%
Industrials	8	$145.3M	27.1%